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MA Corp Gov lecture notes

SMTP revision -- Governance concepts

MA (CG) 2009/10

Semester 1

SMT&P:

Governance issues

 

Lecture 11

Revision and review

 

 

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Health and Safety

Lecture 10

SMT&P: Health And Safety At Work

Issues:

  • The law
  • The employer
  • The employee
  • Statistical picture
  • Case Study: Asbestosis ; Governance Issues
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SMTP International

MA (CG)

SMT&P:

Pensions Component

Lecture 9


International Comparisons

General issues

  • Private and public provision
  • The pension gap

Specific cases

  • Australia
  • Canada
  • etc
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Corporate Criminality

MA (CG)

Lecture 8

Corporate Crime:

The Company as Perpetrator

  • The Issue in its simplest form
  • Types of Criminality
  • Regulatory strength
  • Implementational Problems
  • Assigning Responsibility
  • Determining Intention
  • The problem of vicarious liability
  • The special issues of Non-fatal Criminal Corporate Activity
  • Jurisdiction
  • Globalisation
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Employment

SMTP Lecture 6

SMT&P: Employment issues –

Staff and Directors

Staff issues and general matters

  • Definitions of employment
  • Employer/employee relationship
  • The contract
  • Duties of employer
  • Duties of employee
  • Dismissal
  • Pitfalls
  • Probationary periods
  • Non-standard employment........


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Nature of Capitalism

CG1/CG2 COMBINATION

Lecture 6:

The Nature and Characteristics of Capitalism

Main topics

  • Historical background
  • Types of capitalism – simple classification
  • Advanced classification
  • Variant pathological forms
  • Consequences for Governance
  • The Applicability of the Governance Equation
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SMTP Pensions -- Trusts and Trustees

 

SMT&P:

Pensions Component

Lecture 3

Major issues in fund management and activity: Part 2

Detail and behaviour

  • The role of the trustee

In general, trustees’ duties and latitude to act ....

 

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CG2 Lecture 5 Regulatory Theory and Audit

CG2

Lecture 5:

Regulatory Theory

Definitions

‘An intervention, usually by a public or quasi-public agency, to bring about some change in behaviour in a market or potential market .....

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CG1 Regulation -- UK Listing

CG1

Lecture 5

External regulation

 

The UK Listing Regime and Listed Market Structure

  • UK listing rules
  • The Process of Listing for Listed and AIM
  • The Continuing Obligations requirement
  • The City Code on Takeovers and Mergers/The Competition Commission
  • Takeovers 
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CG2 Lecture 3 Civil Society

CG 2

Lecture 3:

Civil Society & Republicanism; intro to CSR

Civil Society

 

‘Civil Society’ had its origins in Greek thought – the polis – was developed in the Enlightenment through the thinking of John Locke, David Hume and Adam Ferguson and is now a ‘movement’ that transcends established political boundaries

 

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Brussels powerpoint

The Misuse of Options

 

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